09 August

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Inappropriate use of title transfer collateral arrangements

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DIRECTIVES COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits. Member States shall require that investment firms properly consider, and are able to demonstrate that they have done so, the use of title transfer collateral arrangements in the context of the relationship between the client's obligation to the firm and the client assets subjected to title transfer collateral arrangements...

07 August

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Act of Production Doctrine

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Documents are the foundation of tax cases where crimes are suspected. Citations are frequently issued that demand extensive documentation to back up a claim of offenses for evidence against someone that can have devoted tax offences. Without paperwork and files as the foundation for these cases, governmental agencies are often unable to complete the declare that a person had breached the law. The Fifth Amendment becomes vital while concerning individuals regarding any documentation they may possess. This Amendment is usually applied with the intention of using testimony, however it also explains about individuals that may be pressured to provide records of...

04 August

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Depositing Client Funds

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DIRECTIVES COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits. Member States shall require investment firms, on receiving any client funds, promptly to place those funds into one or more accounts opened with any of the following: (a) a central bank. (b) a credit institution authorized in accordance with Directive 2013/36/EU of the European Parliament and of the Council (1). (c) a bank...

03 August

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Depositing Client Financial Instruments

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DIRECTIVES COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits Member States shall allow investment firms to deposit financial instruments held by them on behalf of their clients into an account or accounts opened with a third party provided that the firms exercise all due skill, care and diligence in the selection, appointment and periodic review of the third...

02 August

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Safeguarding of Client Financial Instruments and Funds

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DIRECTIVES COMMISSION DELEGATED DIRECTIVE (EU) 2017/593 of 7 April 2016 Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits. Member States shall require that investment firms comply with the following requirements: (a) they must keep records and accounts enabling them at any time and without delay to distinguish assets held for one client from assets held for any other client and from their own assets. (b) they must maintain their...

01 August

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Preparing Financially for Divorce

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Most individuals who go through divorce, do not have a prenuptial agreement, meaning that when a divorce takes place, the finances and property must be divided. Anyone anticipating divorce should consider a few things in advance. While friends and family may provide recommendation in these matters, it is best to remember that each state has different divorce laws. Similarly, the laws that impacted a friend’s divorce years ago may have modified and nothing can take the place of direct attorney advice. How to Prepare Your Finances for Divorce The first step in financial planning for a divorce is to recognize in which things...

31 July

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Abusing Children through the Internet

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Child abuse has lengthy been an issue, but the internet has opened up doorways for more abuse incidents to occur. Nowadays, it is essential to state that there are quite a few problems with the recent development of technology. One is that it makes it harder to catch the guilty and those who are being responsible of committing the particular offence. Another alternative reason is that laws face totally difficult time to keep up with technology. This makes more difficult for some individuals to prosecute against those who are guilty of abusing children online though a good lawyer whilst is capable...

28 July

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Constitutional Right to a Fair Trial in United States of America

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While a person is accused of a criminal offence, the consequences at stake are significant. A conviction can mean the lack of freedom with years behind bars. Having a criminal record can affect the relaxation of a person’s life and restrict career and educational opportunities. Due to these possibilities, many criminal defendants seek legal counsel. Some defendants negatively think that they can handle the case on their own. But, the criminal justice system is complex and difficult for people to navigate if they are unfamiliar with it. A simple mistake such as missing a deadline can eventually result in a conviction...

27 July

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Facts You Need to Know if Fighting for Primary Child Custody

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Combating for the custody of a child is usually a battle whilst dealing with a spouse that may appear to the court to be more suitable and in a better position to provide greater nurturing. This means that the individual has to seek all the information he/she is capable of finding to better his or her probabilities. This may lead to a family law legal representative or recommendations and fact sheets online or through loved ones. Regardless of who is seeking the custody, it may be a difficult fight depending on all the circumstances of the case and those involved. There...

26 July

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Criminal Tax Issues and Audits

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Criminal Tax Issues and Audits Audits have a tendency to to arise when there is a suspected tax crime. It is significant to certify a civil examination whilst accomplished with cooperation, a calm presence and peaceful actions. The revenue agent provided for the investigation should not be misled or lied to. With all information revealed properly even after the examination initiates, a criminal investigation may not be the subsequent procedure. This indicates that additional criminal prosecution can be unnoticed of the processes. There are some instances that offer allowances after an audit has begun. These may also encompass foreign bank accounts with...

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